You might have been following along as I have been playing with this triangle over the past few weeks. This is a version that I think I am happier with for now and it’s already helping me and others to understand a few things. First, what is the influence of a facilitator into the complex system of a group of people. Second, what is a dialogic container thought about in terms of anthro-complexity. And third, what is the role of a facilitator, and what are some of the capacities and moves one can play.
I’ll introduce this in stages, and use language that speaks to facilitators, hosts, participatory leaders. Folks who read this blog, who practice the Art of Hosting, Liberating Structures or other forms facilitation that treats groups as complex. I want this framework to help us inquire into some of things we take for granted such as the role of the host, the helpfulness of methods. the belief in the collective capacity of the group, and in the notion and idea of what a container is and how to work with it.
The title of this post is a nod to Mark Downham’s long treatise The Architecture of Held Space, which is a very generous discussion of these questions too and which deserves a full response on it’s own. But his work and Snowden’s work previously pointed at in this series ask the questions that I am trying to answer here. Here’s a post that links to those writings.
Starting with basics.
Let’s start here. Groups of people are constantly meeting, working, talking and living their lives without the role of a facilitator. Most of human history, historically and in the present day has unfolded without facilitators and consultant working with groups of people to optimize processes, introduce new ways of working together or saving people from the everyday chaos of their lives. I say this in a tongue-in-cheek way, but it’s a serious observation. We – the consulting industry, the hosting world, the facilitation community – are a lot less necessary than we believe.
So we start with the above polarity. There are interactions and there is structure. Pause for a moment and think about where you live. It could be a village, and island, a neighbourhood, a building or a city. Think of ways that people have problems solved together, introduced new ideas, created new things. How neighbours are helped when a new child is born. Or how conflicts arise in the public conversation and how they are resolved or how they cage over time. Novelty in societies and groups springs from interactions between people. They come out of who knows whom, who is connected or not, what gets talked about. Communities and groups are bubbling cauldrons of connections and exchanges. You can never fully understand them, you can never fully see what they are capable of. But beautiful things emerge.
Interactions between people do not happen randomly however. Thing of the place you live and think of the built environment. Think of how folks get around, where they meet and where they don’t meet. Think about the “way we always do things” the traditions, languages, and implicit ways of being that are unique to each place. Think of what it feels like to visit a new place and know that you don’t completely belong there. There are structural elements that shape humans experiences. These structures are physical, psychological, social, and cultural. They are patterns that persist over time that makes some things more likely to happen than other things. These structures can change, but the do so slowly.
The structures and the interactions are continually in relationship. The structure influences what’s easy for people to do wan what is hard for them to do. In complexity, we call these affordances. People who are skilled at working within their own environments often have a good understanding of some of these structures and affordances are are able to work with them in a way that makes things happen. Others might have great ideas, but they always seem to get nowhere. Structures can provide resistance – “that’s not how we do things around here” – or they can provide hard boundaries – “you can’t walk from Bowen Island to the mainland, no matter how much you want to.”
SO the question to ask when learning about a group of people, or when a group of people is learning about themselves is “How do enduring structures shape interactions and how to repeated interactions become structural?”
If you are coming into a community or organization to do work and you don’t start here you are treating each group as a blank canvas upon which your influence can be exerted. This applies especially to consultants but it alos applies to leaders who “drop in” to their teams or departments without any understanding of what is really happening. The field of pre-existing interactions, the ways that people respond to change or generate it, and the pre-existing structures – physical and cultural, immutable and changeable – provide the landscape inside of which any intervention takes place.
Take a breath while I tell you why three is better than two.
Pause here. I’m going to tell you why I’m going to make the next move.
A favoured tool of many consultants is working with polarities. I use them all the time to look at things. Structure and Interaction is a classic polarity. Both exist at the same time, both are helpful, positive states. In the Art of Hosting work we use Chaos and Order. I’ve also used others like Individual and Team, and Organization and Stakeholders. Often conflicts in organizations are about contested ends of a polarity. That’s helpful to see.
But the problem with polarities is that it places a situation on a scale and asks us to maybe balance the upsides of both or do things that will slide the problem more towards on end or the other.
The bigger PROBLEM with pairs like this is that it tends to introduce either/or thinking. Even if we are using a tool like polarity management (which promotes Both/And thinking) we are still highly entrained to see the ends as more important than the middle. That can have the effect of embedding the conflict even deeper and make it feel like maximizing the upsides of one is a compromise or a value tradeoff for people that prefer the other.
And so, what about three?
Snowden has written recently on this, but for decades he has used triads in sense-making in a way that helps us see that a complex situation exists in a space that is influenced by multiple sources of constraints that make some things more possible than others. Triads are a feature of his software, SenseMaker and although they are sometimes hard to understand, I find them helpful for getting beyond simple dichotomies.
And so the next section of this essay will be about the third part of this system, the one that turns a group of people into a facilitated group, a led group, a team, an organization. It is the acknowledgement of an intention, backed with privileged power, that provides an important source of constraints.
The designer
In a recent LinkedIn post responding to an earlier blog post in this series, Natalia Treninya offers a gentle disagreement with my offering of this third source of constraints. She writes: “I find it hard to accept that the design of a dialogue, or of any other creative process, stands as an equal third vertex of the trialectic. Stability and emergence describe the state of the field, whereas design acts upon the field, so to me it belongs to a different level.” (translation from Ukrainian provided by LinkedIn).
I get that, but I don’t agree. The whole point of introducing this third corner is to be honest about the work that intention does when it is coupled with a position of privileged power in a pre-existing field of interactions and structure. Snowden’s constant challenge to the Art of Hosting community, let alone the broader facilitation community as a whole, is to get the facilitator out of the centre of the work. But the facilitator is never removed from the work. That is exactly another problem: cloaking the role of power in good intentions, or a wonderful design, or a set of brilliant exercises.
Even in “complex facilitation“, which is the approach to methods used by the Cynefin community, the role of the facilitator has to be accounted for. Methods are used, each with an intention. Interactions are shaped. Strutures and patterns appear and the facilitator manages the process.
But how and why is the facilitator able to “manage the process?” Because the position comes with the power to do so. That power is accorded by the consent of the group (or not, in which case something else takes over). “Yes, we will do the Future Backwards exercise or the Word Cafe or the Circle or the Paired Walk or the 1-2-4-All” is what the group says to the facilitator, but never completely.. There is always someone in the room who thinks this is bullshit, or who has to suspend their scepticism to go along with the group. We all carry memories of being told what to do that elicit responses ranging from compliance and approval seeking to outright rebellion.
So the unique position of the facilitator influences both the structure of the moment and the interactions. In complex facilitation approaches, the facilitator/host does not get involved in the content of the work, but only manages the interactions between people in the space. That is an important and influential role and so it has to be accounted for.
Time for a break
Let’s watch a video together. Let’s see what happens when the person with the power to shape the process comes into a room ignoring the structures and interactions that are already present in the group and imposes a his own ideas about what should happen. This is a scene from West Side Story where Glad Hand, the community social worker, embodies the bumbling leadership role we have probably all occupied at one time or another. You can read my commentary on this scene here.
Poor Glad Hand. He was convicted that this new method of his would break the group up, introduce new relationships and solve the gang problem. My favourite part of the scene happens after the group rebels and becomes even more entrenched. The police officer makes a bee line for Glad Hand and desperately points out to him how bad he has just made the situation.
Answering the challenge
There are groups interacting in the present moment. There are pre-existing structures that embed and embody the residue and habits of historical practice. And there is the p[ractitioner, the consultant, the teacher, the facilitator, the leader. The one who holds the design that is accompanied by an intention that speaks to a preferred future.
So let’s explore this third point in the triangle in relation to the other two.
Now we are looking at a dynamic space bounded by three sides inside of which dialogic containers exist and move. The Design point can be occupied by a facilitator who brings a method, or a leader, or an authority, or anyone else who has the power and ability to enter the space with intention that can shape the space. The introduction of this third point introduces two new tensions and space in which we can map what emerges from these three tensions.
From a facilitation perspective, the left hand side asks the question of how the method or intention being brought relates to the existing patterns at play. Anyone who has set the chairs up in a circle, while working with an organization used to sitting around a table, will be familiar with this questions. There are ways of doing things. If you are going to be introducing a new intention that results in a new structure, something interesting will happen in contact with the pre-existing structures.
On the other side, the tension is between the intention of the facilitator and what the group is attending to. The group holds the capability for designing and choosing change and a design and intention introduced on top of them runs the risk of being patronizing, disempowering or colonizing in its effect. In complexity, It is not methods or good facilitation or leadership that creates novelty or good responses to the problem at hand but rather the distributed knowledge, capability and capacity of the group itself to address its conditions. This has important implications for what we choose to do. As a facilitator when I am too in love with my method, I impose it in a way that disables the group’s capacity, even while I speak praises to the group’s collective intelligence and capacity.
The space
So this diagram is finally a space represented by three distinct source of constraint that affect and influence the dialogic container. The facilitator’s role then is to constantly attend to the work of the container within this space. In an expert driven process, where for example an engineer is directing a team to install a building system, the interactions of the team members are highly controlled. The engineer might need a detail or two from the front line, but in general, the design and implementation of a knowable system will proceed very close to the left hand edge of the triangle.
On the other hand, a group that is trying to design a new organizational structure for itself might not need any facilitation or design at all beyond an agreement to meet in a pub and kick around answers to the question “how should we make decisions together?” It doesn’t need facilitation, and the intention and design can be entirely co-owned by the group itself. The pub provides a structure, especially if said pub is a part of the ritual space in which the group often decamps to consider the bigger questions in life.
On yet another hand, a consulting intervention for a strategic plan might start with an intention from the Board and quickly move to a narrative capture of the staff, clients and partners of the organization, followed by collective sense-making. This immediately works with the capability of the group to sense opportunities, to name the structural affordances and blockages for development of change and to change the interactions from “working together” to “planning together” which wakes up the latent capacity to a group to make collective decisions and choose pathways forward into the unknown. The consultant becomes responsible for hosting the methods to do that, paying attention all the time to the preferred direction of travel introduced and held by the Board as an intention (“we need a plan to help us move into the future and we need everyone to be involved”). The consultant’s role is to constantly work to attend to and shape the interactions, with consent, with transparency and with accountability.
Dialogic containers arise all the time. As each of the points in the triangle take on great or lesser effect on that container, the container’s life can be mapped in this space. The lifecycle of a container is not linear, it’s not universal and it is context free. Each one appears from the interactions of these constraints and is shifted and influenced over time until it dissolves again. While it exists, the facilitator continually attends to the changing relationship between Design, Structure and Interactions. When the work is done, to put it in Taoist terms, the facilitator disappears along with the container and the people see that they did it themselves.
So play with this a little. Tell me what it evokes in you. I am especially interested in how this challenges your practice, rather than how it validates it? What question for yourself does this open up?
I don’t shy away from the fact that diversity is essential to creating processes that are inclusive and give us as much situational awareness and access to distributed intelligence as possible. The current attacks on diversity from ideological perspectives are direct attacks on making groups of people smarter. If you narrow the opportunity and the resources to look at and understand situations you limit the scope of possible action, and you make yourself a lot less intelligent and responsive that the context or your competition.
If your organization used a DEI policy as the only addressed the need for diversity of lived experience in your work, you were probably not doing it right. Performative diversity doesn’t help. Mandating a certain amount of diversity is still a technical solution to a complex problem. The problem is “how do we best understand the current context in which we are operating in order to find the best ways to act.” If the context is a complex one, increasing the degrees of diversity in the process gives one more access to the distributed intelligence of the field in which you are operating.
One of the places that this shows up in participatory work is in the way we invite people to the work. How do you find people you don’t know and generate enough comfort, trust and ease that they can show up and contribute?
Trust is an emergent property of relationships so one trick here is to work with the constraints of connection and exchange. The challenge is how to find people that have proximity to the issue at hand and that are unknown to those who find themselves in the centre of the problem. And it is compounded by a need to overcome trust issues stemming from factors such as status, knowledge, power, power and resources.
We once addressed this problem using this constraints strategy when working with a local foundation who was conducting some community engagement sessions for a new program design. The issue for them had always been the “usual suspects” problem: the same people kept showing up in the same way. Part of the problems was structural: meetings were held during the day and there was no child care for example. Part of the problem was the power and status gradient between the foundation – who was a powerful presence in the community – and the community itself. Many of the people who would show up to engagement sessions were those hoping to secure grants or those who were already funded but the foundation. This would skew participation in unhelpful ways as people tried to balance competing agendas around their own participation.
Yet the tension was real. We needed familiars to extend the reach of invitation to those who had knowledge to contribute to the problem and who would have enough trust to share it.
We began by making a list of invitees and we contacted them to ask them to personally invite one person in their network who was different from them and had never been to a foundation event. We didn’t specific how they had to be different, but we did ask that the invited person be new to foundation events. This simple action extended the invitation beyond the group that was known to the foundation staff and used existing networks of trust and relationship to cultivate difference and diversity. The resulting gathering was positively received and the program staff and participants said the quality of learning was noticeably different. Many of the new people who came felt pleased to be directly invited and so the level of engagement and participation at the meeting was higher than usual as well.
This idea and this approach was enabled by our understanding of how constraints work in shaping complex environments. Working with constraints to shape interactions between people is the work of the host in complex environments. We don’t know what the outcome will be, but when we want to change things, we settle on a direction towards “better” and work with the constraints available to us to see what will happen. In this case simply removing barriers – by providing food and child care for example – was not enough on its own to increase diversity. We needed to work with the exchanges between people to piggy back on existing trust networks to see if we could generate more trust and a different profile of participants.
It worked. What emerged at the event was a broader perspective on the issues at hand and ideas for crafting the new program. It alos brought new people to the work of the foundation, some of whom carried on to be involved with the new program.
Increasing diversity didn’t require a policy or a program. It was rooted in the real need in a complex context, which will always require diversity to scan, plan and design with the community in a context-appropriate way.
The end of Viktor Orban’s reign had all the hallmarks of similar transitions from the authoritarian governments of Eastern Europe thirty years ago: a largely peaceful transition of power because the people finally decided that they would be ungovernable by this particular tyrant.
Autocracy runs on fear—on the assumption that enough people, confronted with sufficient consequences, will decide that compliance is safer than truth. What dismantled Orbán’s operation was the accumulation of individual decisions to the contrary.
Orban is still in parliament as opposition leader and his state apparatus still exists. But his election loss, although not the same as the fall of the former Eastern European Communist governments in the 1990s, put me in mind of the thesis championed by Havel, of living in truth. It seems that the Hungarian people, despite election rigging and gerrymandering, just got sick of being ruled by an illiberal autocrat with deep ties to the insane administrations of both Russia and the United States. My hope is that the people of Hungary have demonstrated the way, even through rigged electoral politics, to depose of a “democratic dictator.” Others may follow.
Another article about what it’s like to teach in the era of LLMs. I’m interested to read these and see how they change over time as the LLMs change, school policies and pedagogy changes and students change. The part that resonates for me about this one is “friction.”
Helen Palmer has collected a number of different voices describing the Cynefin framework and some if it’s underlying theory and practice. It’s a useful primer to where the thinking is on this particular framework
Earlier this month, Cynthia Kurtz announced that she was re-launching her Participatory Narrative Inquiry practicum courses. This a really good opportunity to discover this set of practices and approach to working with stories.
I was part of her first deep dive cohort a few years ago and it really was good.It stretched me and grounded me in this approach. Cynthia is intending to offer these course three times a year starting in May. If you are curious about PNI, the introductory course is the way to go. If you'd like to apply PNI to a small project, the PNI Essentials course will help you do that.
For a bigger project using NarraFirma, the Deep Dive course is what you need. It's important that you have a project in mind and ready to go for this course, because after all these are practicums. You'll learn at a steady pace over 20 weeks with Cynthia and a cohort of co-learners. This is a significant investment of time, but it is well structured and incredibly useful and resource-rich useful learning.
I'm really glad she is offering these programs. Spread the word and consider joining one to learn directly from this font of knowledge and wisdom. Cynthia's work is powerful, practical and will almost certainly fill a need you're curious about, especially if you are a regular reader of this blog.
Just back from teaching participatory leadership to 35 university leaders in Dallas, Texas and arrive home to find this great course outline that Cedric Jamet has put together for his university students.
This stuff is insanely useful. A set pot permanent skills that are needed for applications throughout a person’s life. ESPECIALLY in the university, where academic leaders are rarely offered any leadership training at all. Imagine now, learning how to do this in your graduate work and then putting it to use as you grow in your academic career. And imagine meeting people along the way who know what you are doing and what your are talking about because they understand the reason for leading this way and how it helps to make things better.